SEC Form 4 · accession 0001144204-18-018040
Infrastructure & Energy Alternatives, Inc. · IEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohsin Y Meghji
Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 29, 2018 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 26, 2018 | J | 225,686 | — | D | 1,190,781 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Meghji transferred the stock of M III Acquisition Partners I Corp., the general partner of M III Sponsor I LP ("Sponsor I LP"), to an affiliate of its sole limited partner. As a result of such transfer, Mr. Meghji has ceased to have beneficial ownership with respect to any shares of common stock of the issuer owned by Sponsor I LP. The amount of shares reported are after giving effect to the transactions described by the Form 4s filed with respect to the issuer's securities on March 28, 2018.
- F2Mr. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC ("Sponsor I LLC"). Mr. Meghji has sole voting and dispositive control over securities held by Sponsor I LLC, and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.