SEC Form 4 · accession 0001144204-16-137555
Infrastructure & Energy Alternatives, Inc. · IEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Mohsin Y Meghji
Officer — See Remarks · Director · 10% Owner
M III Sponsor I LLC
Other
M III Sponsor I LP
Other
Period of report
Nov 29, 2016
Accepted (ET)
Dec 2, 2016 · 6:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652362
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2,F3,F1 | $5.75 | Nov 29, 2016 | P | 1,003 | A | — | — | Common Stock | 501 | 1,154,403 | D |
Explanation of responses
- F1Each warrant is exercisable to purchase one half share of common stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve months from the date of the closing of the registrant's initial public offering on July 12, 2016 or (ii) 30 days following the consummation of the registrant's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Business Combination.
- F2Includes 460,000 warrants included in the private placement units acquired by the reporting persons in connection with the registrant's initial public offering. Such warrants are subject to certain transfer restrictions and may be exercised for cash or on a cashless basis, and are not subject to redemption.
- F3These warrants were purchased directly by Mr. Meghji.
Remarks
Chairman and Chief Executive Officer