SEC Form 4 · accession 0001144204-16-120750
Infrastructure & Energy Alternatives, Inc. · IEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Mohsin Y Meghji
Officer — See Remarks · Director · 10% Owner
M III Sponsor I LLC
Other
M III Sponsor I LP
Other
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 22, 2016 | J | 562,500 | $0.00 | D | 4,050,000 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As contemplated in connection with the initial public offering of the registrant, 562,500 shares of common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised.
- F2Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of M III Acquisition Partners I LLC, the sole managing member of M III Sponsor I LLC. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., the sole general partner of M III Sponsor I LP (collectively, with M III Sponsor I LLC, the "Sponsors"). Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsors and may be deemed the beneficial owner of such shares.
- F3Mr. Meghji disclaims beneficial ownership over any securities owned by the Sponsors in which he does not have any pecuniary interest.
Remarks
Chairman and Chief Executive Officer