SEC Form 4 · accession 0001104659-18-038977
Infrastructure & Energy Alternatives, Inc. · IEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence R Montgomery
Director
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001F1 | Jun 5, 2018 | J | 101,500 | $0.00 | A | 101,500 | I | See footnote |
| Common Stock, par value $0.0001F2 | Jun 5, 2018 | G | 80,000 | $0.00 | D | 21,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents pro rata distribution for no value from Infrastructure and Energy Alternatives, LLC to Montgomery Financial Consulting, LLC, followed by the distribution from Montgomery Financial Consulting, LLC to the reporting person. Mr. Montgomery is the sole member of Montgomery Financial Consulting, LLC.
- F2Represents shares donated to Fidelity Charitable Gift Fund.