SEC Form 4 · accession 0001209191-17-003284
Intellia Therapeutics, Inc. · NTLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose E Rivera
Officer — EVP, General Counsel & Ops
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652130
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $13.88 | Jan 6, 2017 | A | 115,000 | A | — | Jan 5, 2027 | Common Stock | 115,000 | 115,000 | D |
Explanation of responses
- F1This option was granted on January 6, 2017 with respect to 115,000 shares of Common Stock, with 25% vesting on January 6, 2018 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.