SEC Form 4 · accession 0001140361-18-030387
PB Bancorp, Inc. · PBBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H Puffer
Director
Period of report
Jun 27, 2018
Accepted (ET)
Jun 28, 2018 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2018 | W | 11,907 | $0.00 | A | 126,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.15 | holding | — | — | — | Mar 30, 2018 | Mar 30, 2027 | Common Stock | 20,850 | 20,850 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 30, 2018.
- F2Stock options vest at a rate of 20% per year commencing on March 30, 2018.