SEC Form 5 · accession 0001209191-19-009535
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Hennessy
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 1, 2018 | G | 50 | $0.00 | D | 0 | D | |
| Class A Common Stock | Aug 1, 2018 | G | 50 | $0.00 | A | 4,443 | I | By Trust |
| Class C Capital Stock | Aug 1, 2018 | G | 532 | $0.00 | D | 0 | D | |
| Class C Capital Stock | Aug 1, 2018 | G | 532 | $0.00 | A | 532 | I | By Trust |
| Class C Google Stock UnitsF1 | holding | — | — | — | 306 | D | ||
| Class C Google Stock UnitsF2 | holding | — | — | — | 244 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 190 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 85 | D | ||
| Class C Capital StockF5 | holding | — | — | — | 199 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F21/48th of GSUs vested on July 25, 2017 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- F5Includes 502 shares of Class C Capital Stock issued upon vesting of Class C GSUs in 2018, the grant of which was previously reported on Form 4s.