SEC Form 4 · accession 0001209191-19-005690
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amie Thuener O'Toole
Officer — VP, Chief Accounting Officer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Jan 25, 2019 | C | 89 | $0.00 | A | 477 | D | |
| Class C Google Stock UnitsF2 | Jan 25, 2019 | F | 11 | $1,073.90 | D | 164 | D | |
| Class C Google Stock UnitsF2 | Jan 25, 2019 | C | 18 | $0.00 | D | 146 | D | |
| Class C Google Stock UnitsF4 | Jan 25, 2019 | C | 71 | $0.00 | D | 1,244 | D | |
| Class C Google Stock UnitsF4 | Jan 25, 2019 | F | 38 | $1,073.90 | D | 1,206 | D | |
| Class C Google Stock UnitsF5 | holding | — | — | — | 1,449 | D | ||
| Class A Common Stock | holding | — | — | — | 447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units (GSUs) grant of which was previously reported in Form 4.
- F2The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/12th of GSUs vests on January 25, 2019 and an additional 1/12th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F51/12th of GSUs vests on January 25, 2020 and an additional 1/12th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.