SEC Form 4 · accession 0001209191-19-004595
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 18, 2019 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Jan 18, 2019 | S | 38 | $1,100.00 | D | 1,797 | D | |
| Class A Common Stock | holding | — | — | — | 1,680 | D | ||
| Class C Google Stock UnitsF2 | holding | — | — | — | 85 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 190 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 244 | D | ||
| Class C Google Stock UnitsF5 | holding | — | — | — | 267 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 496 shares of Class C Capital Stock issued upon vesting of Class C Google Stock Units (GSU) in 2018, grant of which was previously reported in Form 4s.
- F2The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of GSU grant vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of GSU grant vested on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
Remarks
Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.