SEC Form 4 · accession 0001209191-19-001203
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amie Thuener O'Toole
Officer — VP, Chief Accounting Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Jan 3, 2019 | S | 80 | $1,041.00 | D | 388 | D | |
| Class C Google Stock UnitsF2 | Jan 2, 2019 | A | 1,449 | $0.00 | A | 1,449 | D | |
| Class A Common Stock | holding | — | — | — | 447 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 175 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 1,315 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
- F2The Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/12th of the grant will vest on January 25, 2020 and an additional 1/12th of GSUs will vest on the 25th day of each month thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F31/6th of GSUs vested on July 25, 2018 and an additional 1/6th of GSUs vests on the 25th day of each month thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F41/12th of GSUs vests on January 25, 2019 and an additional 1/12th of GSUs vests on the 25th day of each month thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.