SEC Form 4 · accession 0001209191-18-064345
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Drummond
Officer — SVP, Corporate Development
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Dec 26, 2018 | C | 1,323 | $0.00 | A | 41,036 | D | |
| Class C Google Stock UnitsF2 | Dec 26, 2018 | F | 1,302 | $976.22 | D | 32,829 | D | |
| Class C Google Stock UnitsF2 | Dec 26, 2018 | C | 1,323 | $0.00 | D | 31,506 | D | |
| Class A Common Stock | holding | — | — | — | 2,090 | I | By Spouse | |
| Class C Capital Stock | holding | — | — | — | 2,095 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 12,500 | 12,500 | D |
| Option to Purchase Class A Common StockF6 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 8,646 | 8,646 | D |
| Option to Purchase Class A Common StockF6 | $287.6642 | holding | — | — | — | — | Apr 6, 2021 | Class A Common Stock | 29,288 | 29,288 | D |
| Option to Purchase Class A Common StockF6 | $282.7394 | holding | — | — | — | — | Dec 1, 2020 | Class A Common Stock | 9,998 | 9,998 | D |
| Option to Purchase Class A Common StockF6 | $159.779 | holding | — | — | — | — | Mar 4, 2019 | Class A Common Stock | 2,844 | 2,844 | D |
| Option to Purchase Class A Common StockF6 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital StockF6 | $159.1411 | holding | — | — | — | — | Mar 4, 2019 | Class C Capital Stock | 2,844 | 2,844 | D |
| Option to Purchase Class C Capital StockF6 | $286.5159 | holding | — | — | — | — | Apr 6, 2021 | Class C Capital Stock | 29,288 | 29,288 | D |
| Option to Purchase Class C Capital StockF6 | $281.6107 | holding | — | — | — | — | Dec 1, 2020 | Class C Capital Stock | 9,998 | 9,998 | D |
| Option to Purchase Class C Capital StockF6 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital StockF6 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F4All shares are exercisable as of the transaction date.
- F5There is no expiration date for the Issuer's Class B Common Stock.
- F6Option is fully vested.