SEC Form 4 · accession 0001209191-18-060050
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amie Thuener O'Toole
Officer — VP, Chief Accounting Officer
Period of report
Nov 26, 2018
Accepted (ET)
Nov 27, 2018 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Nov 26, 2018 | C | 80 | $0.00 | A | 468 | D | |
| Class C Google Stock UnitsF3 | Nov 26, 2018 | C | 14 | $0.00 | D | 219 | D | |
| Class C Google Stock UnitsF3 | Nov 26, 2018 | F | 15 | $1,023.88 | D | 204 | D | |
| Class C Google Stock UnitsF5 | Nov 26, 2018 | C | 66 | $0.00 | D | 198 | D | |
| Class C Google Stock UnitsF5 | Nov 26, 2018 | F | 66 | $1,023.88 | D | 132 | D | |
| Class C Google Stock UnitsF1 | holding | — | — | — | 1,315 | D | ||
| Class A Common Stock | holding | — | — | — | 447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/12th of GSUs vests on January 25, 2019 and an additional 1/12th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F2Vesting of GSUs grant of which was previously reported in Form 4.
- F31/48th of GSUs vested on June 25, 2014 and an additional 1/48th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F4Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F51/6th of GSUs vested on July 25, 2018 and an additional 1/6th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.