SEC Form 4 · accession 0001209191-18-056391
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B. Greene
Officer — Senior Vice President · Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Oct 25, 2018 | C | 10 | $0.00 | A | 91,732 | D | |
| Class C Google Stock UnitsF2 | Oct 25, 2018 | F | 3 | $1,050.71 | D | 115 | D | |
| Class C Google Stock UnitsF2 | Oct 25, 2018 | C | 3 | $0.00 | D | 112 | D | |
| Class C Google Stock UnitsF4 | Oct 25, 2018 | F | 7 | $1,050.71 | D | 120 | D | |
| Class C Google Stock UnitsF4 | Oct 25, 2018 | C | 7 | $0.00 | D | 113 | D | |
| Class A Common Stock | holding | — | — | — | 39 | D | ||
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 4,462 | I | By spouse | |
| Class C Google Stock UnitsF5 | holding | — | — | — | 12,261 | D | ||
| Class C Google Stock UnitsF6 | holding | — | — | — | 34,131 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/48th of the grant vested on July 25, 2015 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates.
- F51/16th of the GSUs vested on March 26, 2016 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F61/16th of the grant vested on March 25, 2018, and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.