SEC Form 4 · accession 0001209191-18-052505
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Porat
Officer — SVP, CFO
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Sep 25, 2018 | C | 2,984 | $0.00 | A | 47,253 | D | |
| Class C Google Stock UnitsF2 | Sep 25, 2018 | C | 1,324 | $0.00 | D | 35,433 | D | |
| Class C Google Stock UnitsF2 | Sep 25, 2018 | F | 1,302 | $1,173.37 | D | 34,131 | D | |
| Class C Google Stock UnitsF4 | Sep 25, 2018 | F | 1,634 | $1,173.37 | D | 18,130 | D | |
| Class C Google Stock UnitsF4 | Sep 25, 2018 | C | 1,660 | $0.00 | D | 16,470 | D | |
| Class A Common StockF4 | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.