SEC Form 4 · accession 0001209191-18-044798
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 1, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Aug 1, 2018 | S | 25 | $1,228.64 | D | 1,884 | D | |
| Class A Common Stock | holding | — | — | — | 1,680 | D | ||
| Class C Google Stock UnitsF1 | holding | — | — | — | 155 | D | ||
| Class C Google Stock UnitsF2 | holding | — | — | — | 242 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 286 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 298 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
- F21/48th of GSU grant vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSU grant vested on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
Remarks
Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.