SEC Form 4 · accession 0001209191-18-042426
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 12, 2018 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitsF1 | Jul 11, 2018 | A | 304 | $0.00 | A | 304 | D | |
| Class A Common Stock | holding | — | — | — | 3,485 | D | ||
| Class C Capital Stock | holding | — | — | — | 813,365 | I | Vallejo Ventures Trust | |
| Class C Capital Stock | holding | — | — | — | 4,988 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 253 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 169 | D | ||
| Class C Google Stock UnitsF5 | holding | — | — | — | 294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6,F7 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,117,447 | 1,117,447 | I |
Explanation of responses
- F1The Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of GSU grant will vest on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F2Annual Director grant.
- F31/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F6All shares are exercisable as of the transaction date.
- F7There is no expiration date for the Issuer's Class B Common Stock.