SEC Form 4 · accession 0001209191-18-039032

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sundar Pichai

Officer — CEO, Google LLC · Director

Period of report

Jun 20, 2018

Accepted (ET)

Jun 21, 2018 · 6:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock	Jun 20, 2018	S	325	$1,183.04	D	587	D
Class C Capital Stock^F1	Jun 20, 2018	S	900	$1,172.63	D	174,208	D
Class C Capital Stock	Jun 20, 2018	S	100	$1,173.91	D	174,108	D
Class C Capital Stock^F2	Jun 20, 2018	S	800	$1,176.6525	D	173,308	D
Class C Capital Stock^F3	Jun 20, 2018	S	1,916	$1,177.9451	D	171,392	D
Class C Capital Stock^F4	Jun 20, 2018	S	1,564	$1,179.4606	D	169,828	D
Class C Capital Stock^F5	Jun 20, 2018	S	2,388	$1,180.3173	D	167,440	D
Class C Capital Stock^F6	Jun 20, 2018	S	1,019	$1,181.2309	D	166,421	D
Class C Capital Stock^F7	Jun 20, 2018	S	893	$1,182.3851	D	165,528	D
Class C Capital Stock	Jun 20, 2018	S	95	$1,183.30	D	165,433	D
Class A Google Stock Units^F8	holding	—	—		—	13,897	D
Class C Google Stock Units^F9	holding	—	—		—	13,897	D
Class C Google Stock Units^F10	holding	—	—		—	119,581	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Class A Common Stock^F11	$318.2102	holding	—	—	—	—	Apr 4, 2022	Class A Common Stock	8,646	8,646	D
Option to Purchase Class A Common Stock^F11	$218.5563	holding	—	—	—	—	Jul 29, 2019	Class A Common Stock	2,436	2,436	D
Option to Purchase Class A Common Stock^F11	$253.6664	holding	—	—	—	—	Aug 4, 2020	Class A Common Stock	1,459	1,459	D
Option to Purchase Class C Capital Stock^F11	$316.9399	holding	—	—	—	—	Apr 4, 2022	Class C Capital Stock	8,646	8,646	D
Option to Purchase Class C Capital Stock^F11	$217.6838	holding	—	—	—	—	Jul 29, 2019	Class C Capital Stock	2,436	2,436	D
Option to Purchase Class C Capital Stock^F11	$252.6537	holding	—	—	—	—	Aug 4, 2020	Class C Capital Stock	1,459	1,459	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,172.63 to $1,173.62, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (9) to this Form 4.
F101/16th of the GSUs vested on March 25, 2016, and an additional 1/16th of the GSUs vests quarterly thereafter until the GSUs are fully vested, subject to continuing employment on such vesting dates.
F11Option is fully vested.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,176.05 to $1,177.04, inclusive.
F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,177.68 to $1,178.67, inclusive.
F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,178.90 to $1,179.89, inclusive.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,179.94 to $1,180.93, inclusive.
F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,180.96 to $1,181.95, inclusive.
F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,182.07 to $1,183.06, inclusive.
F8Class A Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
F9Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.