SEC Form 4 · accession 0001209191-18-030721

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

L John Doerr

Director

Period of report

May 15, 2018

Accepted (ET)

May 16, 2018 · 8:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class C Capital Stock^F1	May 15, 2018	S	200	$1,074.77	D	824,728	I	Vallejo Ventures Trust
Class C Capital Stock^F2	May 15, 2018	S	1,282	$1,075.9818	D	823,446	I	Vallejo Ventures Trust
Class C Capital Stock^F3	May 15, 2018	S	1,253	$1,076.7645	D	822,193	I	Vallejo Ventures Trust
Class C Capital Stock^F4	May 15, 2018	S	399	$1,078.1401	D	821,794	I	Vallejo Ventures Trust
Class C Capital Stock^F5	May 15, 2018	S	700	$1,079.3286	D	821,094	I	Vallejo Ventures Trust
Class C Capital Stock^F6	May 15, 2018	S	1,713	$1,080.3945	D	819,381	I	Vallejo Ventures Trust
Class C Capital Stock^F7	May 15, 2018	S	1,600	$1,081.3588	D	817,781	I	Vallejo Ventures Trust
Class C Capital Stock^F8	May 15, 2018	S	1,100	$1,082.6164	D	816,681	I	Vallejo Ventures Trust
Class C Capital Stock^F9	May 15, 2018	S	499	$1,083.5659	D	816,182	I	Vallejo Ventures Trust
Class C Capital Stock^F10	May 15, 2018	S	1,500	$1,084.7193	D	814,682	I	Vallejo Ventures Trust
Class C Capital Stock^F11	May 15, 2018	S	517	$1,085.8897	D	814,165	I	Vallejo Ventures Trust
Class C Capital Stock^F12	May 15, 2018	S	300	$1,086.9567	D	813,865	I	Vallejo Ventures Trust
Class C Capital Stock^F13	May 15, 2018	S	100	$1,087.79	D	813,765	I	Vallejo Ventures Trust
Class C Capital Stock^F14	May 15, 2018	S	400	$1,089.84	D	813,365	I	Vallejo Ventures Trust
Class A Common Stock	holding	—	—		—	3,485	D
Class C Capital Stock	holding	—	—		—	4,909	D
Class C Google Stock Units^F15	holding	—	—		—	14	D
Class C Google Stock Units^F16	holding	—	—		—	274	D
Class C Google Stock Units^F17	holding	—	—		—	197	D
Class C Google Stock Units^F18	holding	—	—		—	310	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F19,F20	$0.00	holding	—	—	—	—	—	Class A Common Stock	1,117,447	1,117,447	I

Explanation of responses

F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1074.40 to $1075.39, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (14) to this Form 4.
F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1084.20 to $1085.19, inclusive.
F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1085.51 to $1086.50, inclusive.
F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1086.66 to $1087.65, inclusive.
F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1087.79 to $1088.78, inclusive.
F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1089.31 to $1090.30, inclusive.
F15The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
F161/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
F171/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
F181/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F19All shares are exercisable as of the transaction date.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1075.42 to $1076.41, inclusive.
F20There is no expiration date for the Issuer's Class B Common Stock.
F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1076.43 to $1077.42, inclusive.
F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1077.71 to $1078.70, inclusive.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1078.84 to $1079.83, inclusive.
F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1079.87 to $1080.86, inclusive.
F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1080.98 to $1081.97, inclusive.
F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1082.11 to $1083.10, inclusive.
F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1083.15 to $1084.14, inclusive.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b-5-1 Trading Plan adopted by the Reporting Person.