SEC Form 4 · accession 0001209191-18-026759
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sundar Pichai
Officer — CEO, Google LLC · Director
Period of report
Apr 25, 2018
Accepted (ET)
Apr 27, 2018 · 9:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 25, 2018 | C | 636 | $0.00 | A | 1,251 | D | |
| Class C Capital Stock | Apr 25, 2018 | C | 179,092 | $0.00 | A | 191,497 | D | |
| Class A Google Stock UnitsF2 | Apr 25, 2018 | F | 627 | $1,022.64 | D | 15,796 | D | |
| Class A Google Stock UnitsF2 | Apr 25, 2018 | C | 636 | $0.00 | D | 15,160 | D | |
| Class C Google Stock UnitsF4 | Apr 25, 2018 | F | 627 | $1,019.98 | D | 15,796 | D | |
| Class C Google Stock UnitsF4 | Apr 25, 2018 | C | 636 | $0.00 | D | 15,160 | D | |
| Class C Google Stock UnitsF5 | Apr 25, 2018 | F | 175,483 | $1,019.98 | D | 178,456 | D | |
| Class C Google Stock UnitsF5 | Apr 25, 2018 | C | 178,456 | $0.00 | D | 0 | D | |
| Class C Google Stock UnitsF6 | holding | — | — | — | 119,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class A Common StockF7 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 8,646 | 8,646 | D |
| Option to Purchase Class A Common StockF7 | $218.5563 | holding | — | — | — | — | Jul 29, 2019 | Class A Common Stock | 2,436 | 2,436 | D |
| Option to Purchase Class A Common StockF7 | $253.6664 | holding | — | — | — | — | Aug 4, 2020 | Class A Common Stock | 1,459 | 1,459 | D |
| Option to Purchase Class C Capital StockF7 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
| Option to Purchase Class C Capital StockF7 | $217.6838 | holding | — | — | — | — | Jul 29, 2019 | Class C Capital Stock | 2,436 | 2,436 | D |
| Option to Purchase Class C Capital StockF7 | $252.6537 | holding | — | — | — | — | Aug 4, 2020 | Class C Capital Stock | 1,459 | 1,459 | D |
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2Class A GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F4Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F5Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 100% of the grant vested on April 25, 2018.
- F6Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/16th of the GSUs vested on March 25, 2016, and an additional 1/16th of GSUs vests quarterly thereafter until the GSUs are fully vested, subject to continuing employment on such vesting dates.
- F7Option is fully vested.