SEC Form 4 · accession 0001209191-18-018780
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Drummond
Officer — SVP, Corporate Development
Period of report
Mar 12, 2018
Accepted (ET)
Mar 12, 2018 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Mar 12, 2018 | M | 2,845 | $159.1411 | A | 2,897 | D | |
| Class C Capital Stock | Mar 12, 2018 | S | 2,845 | $1,163.85 | D | 52 | D | |
| Class A Common Stock | Mar 12, 2018 | M | 2,845 | $159.779 | A | 2,845 | D | |
| Class A Common Stock | Mar 12, 2018 | S | 2,845 | $1,165.00 | D | 0 | D | |
| Class A Common Stock | holding | — | — | — | 2,090 | I | By Spouse | |
| Class C Capital Stock | holding | — | — | — | 2,095 | I | By Spouse | |
| Class C Google Stock UnitsF1 | holding | — | — | — | 42,007 | D | ||
| Class C Google Stock UnitsF2 | holding | — | — | — | 70,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class A Common StockF3 | $159.779 | Feb 12, 2018 | M | 2,845 | D | — | Mar 4, 2019 | Class A Common Stock | 2,845 | 31,293 | D |
| Option to Purchase Class A Common StockF3 | $159.779 | Mar 12, 2018 | M | 2,845 | D | — | Mar 4, 2019 | Class A Common Stock | 2,845 | 28,448 | D |
| Option to Purchase Class C Capital StockF3 | $159.1411 | Feb 12, 2018 | M | 2,845 | D | — | Mar 4, 2019 | Class C Capital Stock | 2,845 | 31,293 | D |
| Option to Purchase Class C Capital StockF3 | $159.1411 | Mar 12, 2018 | M | 2,845 | D | — | Mar 4, 2019 | Class C Capital Stock | 2,845 | 28,448 | D |
| Class B Common StockF4,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 12,500 | 12,500 | D |
| Option to Purchase Class A Common StockF3 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 8,646 | 8,646 | D |
| Option to Purchase Class A Common StockF3 | $287.6642 | holding | — | — | — | — | Apr 6, 2021 | Class A Common Stock | 29,288 | 29,288 | D |
| Option to Purchase Class A Common StockF3 | $282.7394 | holding | — | — | — | — | Dec 1, 2020 | Class A Common Stock | 9,998 | 9,998 | D |
| Option to Purchase Class A Common StockF3 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital StockF3 | $286.5159 | holding | — | — | — | — | Apr 6, 2021 | Class C Capital Stock | 29,288 | 29,288 | D |
| Option to Purchase Class C Capital StockF3 | $281.6107 | holding | — | — | — | — | Dec 1, 2020 | Class C Capital Stock | 9,998 | 9,998 | D |
| Option to Purchase Class C Capital StockF3 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital StockF3 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
Explanation of responses
- F1The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.
- F2100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
- F3Option is fully vested.
- F4All shares are exercisable as of the transaction date.
- F5There is no expiration date for the Issuer's Class B Common Stock.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.