SEC Form 4 · accession 0001209191-18-018647
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Porat
Officer — SVP, CFO
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitsF1 | Mar 7, 2018 | A | 42,007 | $0.00 | A | 42,007 | D | |
| Class A Common Stock | holding | — | — | — | 3,000 | D | ||
| Class C Capital Stock | holding | — | — | — | 38,155 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 26,352 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.
- F2Biennial Senior Vice President grant.
- F31/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.