SEC Form 5 · accession 0001209191-18-009023
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shirley M Tilghman
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 6,036 | D | ||
| Class C Capital StockF2 | holding | — | — | — | 5,312 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 67 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 253 | D | ||
| Class C Google Stock UnitsF5 | holding | — | — | — | 316 | D | ||
| Class C Google Stock UnitsF6 | holding | — | — | — | 342 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 50 shares of Class A Common Stock issued upon vesting of Class A Google Stock Units (GSUs) in 2017, the grant of which was previously reported on Form 4s.
- F2Includes 503 shares of Class C Capital Stock issued upon vesting of Class C GSUs in 2017, the grant of which was previously reported on Form 4s.
- F3The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F41/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F51/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F61/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.