SEC Form 4 · accession 0001209191-17-067515
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Porat
Officer — SVP, CFO
Period of report
Dec 28, 2017
Accepted (ET)
Dec 28, 2017 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Dec 26, 2017 | C | 3,792 | $0.00 | A | 38,155 | D | |
| Class C Google Stock UnitsF2 | Dec 26, 2017 | C | 2,217 | $0.00 | D | 23,401 | D | |
| Class C Google Stock UnitsF2 | Dec 26, 2017 | F | 2,420 | $1,060.12 | D | 20,981 | D | |
| Class C Google Stock UnitsF4 | Dec 26, 2017 | C | 1,575 | $0.00 | D | 7,090 | D | |
| Class C Google Stock UnitsF4 | Dec 26, 2017 | F | 1,719 | $1,060.12 | D | 5,371 | D | |
| Class A Common Stock | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2The GSUs entitle the Reporting Person to receive one share of Alphabet In. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/5th of the GSUs vested in December 25, 2015, after which an additional 1/10th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.