SEC Form 4 · accession 0001209191-17-063294
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 1, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Dec 1, 2017 | S | 38 | $1,015.80 | D | 1,813 | D | |
| Class A Common Stock | holding | — | — | — | 1,680 | D | ||
| Class C Google Stock UnitsF1 | holding | — | — | — | 81 | D | ||
| Class C Google Stock UnitsF2 | holding | — | — | — | 267 | D | ||
| Class C Google Stock UnitsF3 | holding | — | — | — | 326 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F21/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F31/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F41/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
Remarks
Sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.