SEC Form 4 · accession 0001209191-17-062749
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Grier Campbell
Officer — VP, Alphabet Corp. Controller
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Nov 27, 2017 | C | 184 | $0.00 | A | 184 | D | |
| Class C Google Stock UnitsF2 | Nov 27, 2017 | F | 201 | $1,040.61 | D | 1,337 | D | |
| Class C Google Stock UnitsF2 | Nov 27, 2017 | C | 184 | $0.00 | D | 1,153 | D | |
| Class C Google Stock UnitsF4 | holding | — | — | — | 3,843 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/12th of the grant vested on March 25, 2017, and an additional 1/12th will vest monthly on the 25th day of each month thereafter, subject to the continued employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/10th of the grant will vest on March 25, 2018, and an additional 1/10th will vest monthly on the 25th day of each month thereafter, subject to the continued employment on such vesting dates.