SEC Form 4 · accession 0001209191-17-050481
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 28, 2017 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Aug 25, 2017 | C | 14 | $0.00 | A | 77,866 | D | |
| Class C Google Stock UnitsF2 | Aug 25, 2017 | F | 4 | $921.28 | D | 192 | D | |
| Class C Google Stock UnitsF2 | Aug 25, 2017 | C | 2 | $0.00 | D | 190 | D | |
| Class C Google Stock UnitsF4 | Aug 25, 2017 | C | 6 | $0.00 | D | 128 | D | |
| Class C Google Stock UnitsF4 | Aug 25, 2017 | F | 7 | $921.28 | D | 121 | D | |
| Class C Google Stock UnitsF5 | Aug 25, 2017 | F | 8 | $921.28 | D | 315 | D | |
| Class C Google Stock UnitsF5 | Aug 25, 2017 | C | 6 | $0.00 | D | 309 | D | |
| Class C Capital Stock | holding | — | — | — | 4,462 | I | By spouse | |
| Class A Common Stock | holding | — | — | — | 39 | D | ||
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Google Stock UnitsF6 | holding | — | — | — | 4,905 | D | ||
| Class C Google Stock UnitsF7 | holding | — | — | — | 24,522 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. Vesting of GSU grant of which was previously reported in Form 4.
- F21/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F51/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F61/8th of GSUs vested on March 25, 2016, and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F71/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.