SEC Form 4 · accession 0001209191-17-028281
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 26, 2017 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 25, 2017 | C | 3 | $0.00 | A | 32 | D | |
| Class C Capital Stock | Apr 25, 2017 | C | 17 | $0.00 | A | 87,789 | D | |
| Class C Google Stock UnitsF2 | Apr 25, 2017 | C | 3 | $0.00 | D | 22 | D | |
| Class C Google Stock UnitsF2 | Apr 25, 2017 | F | 5 | $862.76 | D | 17 | D | |
| Class A Google Stock UnitsF2 | Apr 25, 2017 | C | 3 | $0.00 | D | 22 | D | |
| Class A Google Stock UnitsF2 | Apr 25, 2017 | F | 5 | $878.93 | D | 17 | D | |
| Class C Google Stock UnitsF4 | Apr 25, 2017 | C | 2 | $0.00 | D | 216 | D | |
| Class C Google Stock UnitsF4 | Apr 25, 2017 | F | 3 | $862.76 | D | 213 | D | |
| Class C Google Stock UnitsF5 | Apr 25, 2017 | C | 6 | $0.00 | D | 182 | D | |
| Class C Google Stock UnitsF5 | Apr 25, 2017 | F | 7 | $862.76 | D | 175 | D | |
| Class C Google Stock UnitsF6 | Apr 25, 2017 | C | 6 | $0.00 | D | 373 | D | |
| Class C Google Stock UnitsF6 | Apr 25, 2017 | F | 8 | $862.76 | D | 365 | D | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 6,147 | I | By spouse | |
| Class C Google Stock UnitsF7 | holding | — | — | — | 7,357 | D | ||
| Class C Google Stock UnitsF8 | holding | — | — | — | 26,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F21/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F51/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F61/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F71/8th of GSUs vested on March 25, 2016, and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F81/16th of Google Stock Units (GSUs) vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates.