SEC Form 4 · accession 0001209191-17-026715
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Drummond
Officer — SVP, Corporate Development
Period of report
Apr 12, 2017
Accepted (ET)
Apr 12, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Apr 12, 2017 | S | 1,000 | $821.93 | D | 4,800 | D | |
| Class A Common StockF1 | Apr 12, 2017 | C | 1,000 | $0.00 | A | 1,000 | D | |
| Class A Common StockF1 | Apr 12, 2017 | S | 1,000 | $838.46 | D | 0 | D | |
| Class C Capital Stock | holding | — | — | — | 2,095 | I | By Spouse | |
| Class C Google Stock UnitsF2 | holding | — | — | — | 70,788 | D | ||
| Class A Common Stock | holding | — | — | — | 2,090 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F4 | $0.00 | Apr 12, 2017 | C | 1,000 | D | — | — | Class A Common Stock | 1,000 | 17,248 | D |
| Option to Purchase Class A Common StockF5 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 86,446 | 8,646 | D |
| Option to Purchase Class A Common StockF5 | $287.6642 | holding | — | — | — | — | Apr 6, 2021 | Class A Common Stock | 29,288 | 29,288 | D |
| Option to Purchase Class A Common StockF5 | $282.7394 | holding | — | — | — | — | Dec 1, 2020 | Class A Common Stock | 9,998 | 9,998 | D |
| Option to Purchase Class A Common StockF5 | $159.779 | holding | — | — | — | — | Mar 4, 2019 | Class A Common Stock | 34,138 | 34,138 | D |
| Option to Purchase Class A Common StockF5 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital StockF5 | $159.1411 | holding | — | — | — | — | Mar 4, 2019 | Class C Capital Stock | 34,138 | 34,138 | D |
| Option to Purchase Class C Capital StockF5 | $286.5159 | holding | — | — | — | — | Apr 6, 2021 | Class C Capital Stock | 29,288 | 29,288 | D |
| Option to Purchase Class C Capital StockF5 | $281.6107 | holding | — | — | — | — | Dec 1, 2020 | Class C Capital Stock | 9,998 | 9,998 | D |
| Option to Purchase Class C Capital StockF5 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital StockF5 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F2100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
- F3All shares are exercisable as of the transaction date.
- F4There is no expiration date for the Issuer's Class B Common Stock.
- F5Option is fully vested.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.