SEC Form 4 · accession 0001209191-17-023612
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 27, 2017 | C | 4 | $0.00 | A | 29 | D | |
| Class C Capital Stock | Mar 27, 2017 | C | 2,527 | $0.00 | A | 87,772 | D | |
| Class C Google Stock UnitsF2 | Mar 27, 2017 | F | 5 | $814.43 | D | 29 | D | |
| Class C Google Stock UnitsF2 | Mar 27, 2017 | C | 4 | $0.00 | D | 25 | D | |
| Class A Google Stock UnitsF2 | Mar 27, 2017 | F | 5 | $835.14 | D | 29 | D | |
| Class A Google Stock UnitsF2 | Mar 27, 2017 | C | 4 | $0.00 | D | 25 | D | |
| Class C Google Stock UnitsF4 | Mar 27, 2017 | F | 4 | $814.43 | D | 220 | D | |
| Class C Google Stock UnitsF4 | Mar 27, 2017 | C | 2 | $0.00 | D | 218 | D | |
| Class C Google Stock UnitsF5 | Mar 27, 2017 | F | 7 | $814.43 | D | 194 | D | |
| Class C Google Stock UnitsF5 | Mar 27, 2017 | C | 6 | $0.00 | D | 188 | D | |
| Class C Google Stock UnitsF6 | Mar 27, 2017 | F | 1,115 | $814.43 | D | 8,694 | D | |
| Class C Google Stock UnitsF6 | Mar 27, 2017 | C | 1,337 | $0.00 | D | 7,357 | D | |
| Class C Google Stock UnitsF7 | Mar 27, 2017 | F | 1,280 | $814.43 | D | 28,146 | D | |
| Class C Google Stock UnitsF7 | Mar 27, 2017 | C | 1,172 | $0.00 | D | 26,974 | D | |
| Class C Google Stock UnitsF8 | Mar 27, 2017 | F | 6 | $814.43 | D | 387 | D | |
| Class C Google Stock UnitsF8 | Mar 27, 2017 | C | 8 | $0.00 | D | 379 | D | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 6,147 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F21/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F51/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F61/8th of GSUs vested on March 25, 2016, and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F71/16th of Google Stock Units (GSUs) vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates.
- F81/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.