SEC Form 4 · accession 0001209191-17-016243
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric E Schmidt
Officer — Executive Chairman · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 9:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 27, 2017 | C | 2,626 | $0.00 | A | 73,618 | D | |
| Class C Capital Stock | Feb 27, 2017 | C | 2,802 | $0.00 | A | 1,271,451 | D | |
| Class C Google Stock UnitsF2 | Feb 27, 2017 | F | 2,690 | $828.64 | D | 46,733 | D | |
| Class C Google Stock UnitsF2 | Feb 27, 2017 | C | 2,802 | $0.00 | D | 43,931 | D | |
| Class A Google Stock UnitsF2 | Feb 27, 2017 | F | 2,866 | $847.81 | D | 46,557 | D | |
| Class A Google Stock UnitsF2 | Feb 27, 2017 | C | 2,626 | $0.00 | D | 43,931 | D | |
| Class C Capital Stock | holding | — | — | — | 2,393,958 | I | By The Schmidt Family Living Trust | |
| Class C Capital Stock | holding | — | — | — | 518,624 | I | By The Schmidt Investments LP Fund II | |
| Class C Capital Stock | holding | — | — | — | 134,731 | I | By The Schmidt Investments, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 134,731 | 134,731 | I |
| Option to Purchase Class C Capital StockF4 | $305.388 | holding | — | — | — | — | Feb 2, 2021 | Class C Capital Stock | 181,840 | 181,840 | D |
| Option to Purchase Class A Common StockF4 | $306.612 | holding | — | — | — | — | Feb 2, 2021 | Class A Common Stock | 181,840 | 181,840 | D |
| Class B Common StockF4,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 2,387,199 | 2,387,199 | I |
| Class B Common StockF4,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 599,723 | 599,723 | I |
| Class B Common StockF4,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,194,309 | 1,194,309 | D |
Explanation of responses
- F1Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
- F2This grant vests as follow: 1/16th of the grant vested on May 25, 2015, and an additional 1/16th vests quarterly on the 25th day of the month until GSUs are fully vested, subject to continued employment on such vesting dates.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F4All shares are exercisable as of the transaction date.
- F5There is no expiration date for the Issuer's Class B Common Stock.