SEC Form 4 · accession 0001209191-17-008488
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Feb 6, 2017 | S | 400 | $796.09 | D | 890,891 | I | Vallejo Ventures Trust |
| Class C Capital StockF2 | Feb 6, 2017 | S | 2,006 | $797.3635 | D | 888,885 | I | Vallejo Ventures Trust |
| Class C Capital StockF3 | Feb 6, 2017 | S | 3,968 | $798.1727 | D | 884,917 | I | Vallejo Ventures Trust |
| Class C Capital StockF4 | Feb 6, 2017 | S | 2,700 | $799.3561 | D | 882,217 | I | Vallejo Ventures Trust |
| Class C Capital StockF5 | Feb 6, 2017 | S | 4,542 | $800.3003 | D | 877,675 | I | Vallejo Ventures Trust |
| Class C Capital StockF6 | Feb 6, 2017 | S | 2,025 | $800.9562 | D | 875,650 | I | Vallejo Ventures Trust |
| Class A Common Stock | holding | — | — | — | 3,443 | D | ||
| Class A Google Stock Units | holding | — | — | — | 42 | D | ||
| Class C Capital Stock | holding | — | — | — | 4,218 | D | ||
| Class C Google Stock Units | holding | — | — | — | 215 | D | ||
| Class C Google Stock Units | holding | — | — | — | 42 | D | ||
| Class C Google Stock Units | holding | — | — | — | 431 | D | ||
| Class C Google Stock Units | holding | — | — | — | 407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF7,F8 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,117,447 | 1,117,447 | I |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $795.76 to $796.75, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (6) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $796.79 to $797.78, inclusive.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $797.80 to $798.79, inclusive.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $798.83 to $799.82, inclusive.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $799.83 to $800.82, inclusive.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $800.83 to $801.82, inclusive.
- F7All shares are exercisable as of the transaction date.
- F8There is no expiration date for the Issuer's Class B Common Stock.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.