SEC Form 4 · accession 0001209191-17-006898
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 1, 2017 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 1, 2017 | S | 4 | $824.00 | D | 1,668 | D | |
| Class C Capital Stock | Feb 1, 2017 | S | 18 | $799.86 | D | 2,260 | D | |
| Class C Google Stock UnitsF1 | holding | — | — | — | 42 | D | ||
| Class C Google Stock UnitsF2 | holding | — | — | — | 215 | D | ||
| Class A Google Stock UnitsF3 | holding | — | — | — | 42 | D | ||
| Class C Google Stock UnitsF4 | holding | — | — | — | 407 | D | ||
| Class C Google Stock UnitsF5 | holding | — | — | — | 431 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F21/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F31/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F51/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.