SEC Form 4 · accession 0001209191-17-003596
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David C Drummond
Officer — SVP, Corporate Development
Period of report
Jan 12, 2017
Accepted (ET)
Jan 12, 2017 · 9:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Jan 12, 2017 | M | 1,000 | $0.00 | A | 9,800 | D | |
| Class C Capital Stock | Jan 12, 2017 | S | 1,000 | $807.14 | D | 8,800 | D | |
| Class A Common Stock | Jan 12, 2017 | M | 1,000 | $0.00 | A | 1,000 | D | |
| Class A Common Stock | Jan 12, 2017 | S | 1,000 | $828.38 | D | 0 | D | |
| Class A Common Stock | holding | — | — | — | 2,090 | I | By Spouse | |
| Class C Capital Stock | holding | — | — | — | 2,095 | I | By Spouse | |
| Class C Google Stock Units | holding | — | — | — | 70,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class C Capital StockF1 | $316.9399 | Jan 12, 2017 | M | 1,000 | D | — | Apr 4, 2022 | Class C Capital Stock | 1,000 | 43,955 | D |
| Option to Purchase Class A Common StockF1 | $318.2102 | Jan 12, 2017 | M | 1,000 | D | — | Apr 4, 2022 | Class A Common Stock | 1,000 | 43,955 | D |
| Class B Common StockF2,F3 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 21,248 | 21,248 | D |
| Option to Purchase Class A Common StockF1 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 86,446 | 8,646 | D |
| Option to Purchase Class A Common StockF1 | $287.6642 | holding | — | — | — | — | Apr 6, 2021 | Class A Common Stock | 29,288 | 29,288 | D |
| Option to Purchase Class A Common StockF1 | $282.7394 | holding | — | — | — | — | Dec 1, 2020 | Class A Common Stock | 9,998 | 9,998 | D |
| Option to Purchase Class A Common StockF1 | $159.779 | holding | — | — | — | — | Mar 4, 2019 | Class A Common Stock | 34,138 | 34,138 | D |
| Option to Purchase Class C Capital StockF1 | $159.1411 | holding | — | — | — | — | Mar 4, 2019 | Class C Capital Stock | 34,138 | 34,138 | D |
| Option to Purchase Class C Capital StockF1 | $286.5159 | holding | — | — | — | — | Apr 6, 2021 | Class C Capital Stock | 29,288 | 29,288 | D |
| Option to Purchase Class C Capital StockF1 | $281.6107 | holding | — | — | — | — | Dec 1, 2020 | Class C Capital Stock | 9,998 | 9,998 | D |
| Option to Purchase Class C Capital StockF1 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
Explanation of responses
- F1Option is fully vested.
- F2All shares are exercisable as of the transaction date.
- F3There is no expiration date for the Issuer's Class B Common Stock.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.