SEC Form 5 · accession 0001127602-17-005623
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S Otellini
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 14, 2016 | G | 21 | $0.00 | A | 7,425 | I | By Trust |
| Class A Common StockF1 | Jul 14, 2016 | G | 21 | $0.00 | D | 25 | D | |
| Class C Capital StockF2 | Sep 27, 2016 | G | 45 | $0.00 | D | 138 | D | |
| Class C Capital Stock | Sep 27, 2016 | G | 45 | $0.00 | A | 8,060 | I | By Trust |
| Class A Common StockF1 | Oct 26, 2016 | G | 8 | $0.00 | D | 25 | D | |
| Class A Common Stock | Oct 26, 2016 | G | 8 | $0.00 | A | 7,425 | I | By Trust |
| Class A Common Stock | Aug 4, 2016 | G | 9 | $0.00 | A | 7,425 | I | By Trust |
| Class A Common StockF1 | Aug 4, 2016 | G | 9 | $0.00 | D | 25 | D | |
| Class C Capital StockF2 | Oct 26, 2016 | G | 47 | $0.00 | D | 138 | D | |
| Class C Capital Stock | Oct 26, 2016 | G | 47 | $0.00 | A | 8,060 | I | By Trust |
| Class A Common StockF1 | Sep 27, 2016 | G | 8 | $0.00 | D | 25 | D | |
| Class A Common Stock | Sep 27, 2016 | G | 8 | $0.00 | A | 7,425 | I | By Trust |
| Class C Capital StockF2 | Jul 14, 2016 | G | 48 | $0.00 | D | 138 | D | |
| Class C Capital Stock | Jul 14, 2016 | G | 48 | $0.00 | A | 8,060 | I | By Trust |
| Class C Capital Stock | Aug 4, 2016 | G | 47 | $0.00 | A | 8,060 | I | By Trust |
| Class C Capital StockF2 | Aug 4, 2016 | G | 47 | $0.00 | D | 138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 175 shares of Class A Common Stock issued upon vesting of Class A Google Stock Units (GSUs) in 2016, the grant of which was previously reported on Form 4s.
- F2Includes 566 shares of Class C Capital Stock issued upon vesting of Class C GSUs in 2016, the grant of which was previously reported on Form 4s.