SEC Form 5 · accession 0001127602-17-005605
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Dec 21, 2016 | G | 14,000 | $0.00 | D | 891,291 | I | Vallejo Ventures Trust |
| Class C Capital Stock | Dec 21, 2016 | G | 14,000 | $0.00 | A | 122,471 | I | The Benificus Foundation |
| Class C Capital Stock | Dec 21, 2016 | G | 3,850 | $0.00 | D | 891,291 | I | Vallejo Ventures Trust |
| Class C Capital StockF1 | holding | — | — | — | 4,172 | D | ||
| Class A Common StockF2 | holding | — | — | — | 3,435 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 566 shares of Class C Capital Stock issued upon vesting of Class C Google Stock Units (GSUs) in 2016, the grant of which was previously reported on Form 4s.
- F2Includes 175 shares of Class A Common Stock issued upon vesting of Class A GSUs in 2016, the grant of which was previously reported on Form 4s.