SEC Form 4 · accession 0001127602-16-071051
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Porat
Officer — SVP, Chief Financial Officer
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Dec 27, 2016 | C | 2,217 | $0.00 | D | 20,967 | D | |
| Class C Capital Stock | Dec 27, 2016 | C | 2,217 | $0.00 | A | 21,233 | D | |
| Class C Google Stock UnitF1 | Dec 27, 2016 | F | 2,420 | $789.91 | D | 18,547 | D | |
| Class C Google Stock UnitF4 | Dec 27, 2016 | C | 1,575 | $0.00 | D | 41,247 | D | |
| Class C Capital Stock | Dec 27, 2016 | C | 1,575 | $0.00 | A | 22,808 | D | |
| Class C Google Stock UnitF4 | Dec 27, 2016 | F | 1,719 | $789.91 | D | 39,528 | D | |
| Class A Common Stock | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/5th of Google Stock Units ("GSUs") vested on December 25, 2015 after which an additional 1/10th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F2Vesting of GSUs grant of which was previously reported in Form 4.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/16th of GSUs will vest on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.