SEC Form 4 · accession 0001127602-16-068788

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sergey Brin

Officer — President · Director · 10% Owner

Period of report

Nov 30, 2016

Accepted (ET)

Dec 1, 2016 · 3:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Nov 30, 2016	C	16,666	$0.00	A	16,666	D
Class A Common Stock^F1,F2	Nov 30, 2016	S	304	$774.1315	D	16,362	D
Class A Common Stock^F1,F3	Nov 30, 2016	S	1,027	$775.5795	D	15,335	D
Class A Common Stock^F1,F4	Nov 30, 2016	S	3,575	$776.6703	D	11,760	D
Class A Common Stock^F1,F5	Nov 30, 2016	S	3,487	$777.5761	D	8,273	D
Class A Common Stock^F1,F6	Nov 30, 2016	S	1,133	$778.5042	D	7,140	D
Class A Common Stock^F1,F7	Nov 30, 2016	S	119	$779.5165	D	7,021	D
Class A Common Stock^F1,F8	Nov 30, 2016	S	159	$780.884	D	6,862	D
Class A Common Stock^F1,F9	Nov 30, 2016	S	401	$781.8473	D	6,461	D
Class A Common Stock^F1,F10	Nov 30, 2016	S	1,537	$783.1043	D	4,924	D
Class A Common Stock^F1,F11	Nov 30, 2016	S	1,194	$784.0996	D	3,730	D
Class A Common Stock^F1,F12	Nov 30, 2016	S	400	$786.11	D	3,330	D
Class A Common Stock^F1,F13	Nov 30, 2016	S	1,130	$787.4869	D	2,200	D
Class A Common Stock^F1,F14	Nov 30, 2016	S	1,400	$788.3586	D	800	D
Class A Common Stock^F1,F15	Nov 30, 2016	S	500	$789.594	D	300	D
Class A Common Stock^F1,F16	Nov 30, 2016	S	300	$790.6667	D	0	D
Class C Capital Stock	holding	—	—		—	19,626,705	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F17,F18	$0.00	Nov 30, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	19,566,636	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $782.61 to $783.60, inclusive.
F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $783.70 to $784.69, inclusive.
F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $785.68 to $786.67, inclusive.
F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $786.88 to $787.87, inclusive.
F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $787.98 to $788.97, inclusive.
F15The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $789.13 to $790.12, inclusive.
F16The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $790.32 to $791.31, inclusive.
F17All shares are exercisable as of the transaction date.
F18There is no expiration date for the Issuer's Class B Common Stock.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $773.84 to $774.83, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (16) to this Form 4.
F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $775.13 to $776.12, inclusive.
F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $776.14 to $777.13, inclusive.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $777.18 to $778.17, inclusive.
F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $778.19 to $779.18, inclusive.
F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $779.34 to $780.33, inclusive.
F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $780.55 to $781.54, inclusive.
F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $781.56 to $782.55, inclusive.

Remarks

Form 4 Filing 1 of 2: Related transactions effected by the Reporting Person on November 30, 2016 are reported on additional Form 4s. All transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.