SEC Form 4 · accession 0001127602-16-068728

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sergey Brin

Officer — President · Director · 10% Owner

Period of report

Nov 29, 2016

Accepted (ET)

Nov 30, 2016 · 9:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Nov 29, 2016	C	16,666	$0.00	A	16,666	D
Class A Common Stock^F1,F2	Nov 29, 2016	S	400	$786.775	D	16,266	D
Class A Common Stock^F1,F3	Nov 29, 2016	S	713	$788.2416	D	15,553	D
Class A Common Stock^F1,F4	Nov 29, 2016	S	2,832	$789.4143	D	12,721	D
Class A Common Stock^F1,F5	Nov 29, 2016	S	2,925	$790.0499	D	9,796	D
Class A Common Stock^F1,F6	Nov 29, 2016	S	1,404	$791.1231	D	8,392	D
Class A Common Stock^F1,F7	Nov 29, 2016	S	1,814	$792.3993	D	6,578	D
Class A Common Stock^F1,F8	Nov 29, 2016	S	741	$793.5517	D	5,837	D
Class A Common Stock^F1,F9	Nov 29, 2016	S	2,127	$794.6561	D	3,710	D
Class A Common Stock^F1,F10	Nov 29, 2016	S	3,610	$795.5916	D	100	D
Class A Common Stock^F1,F11	Nov 29, 2016	S	100	$796.26	D	0	D
Class C Capital Stock^F12	Nov 29, 2016	S	405	$769.5623	D	19,659,632	D
Class C Capital Stock^F13	Nov 29, 2016	S	366	$770.9339	D	19,659,266	D
Class C Capital Stock^F14	Nov 29, 2016	S	4,556	$771.936	D	19,654,710	D
Class C Capital Stock^F15	Nov 29, 2016	S	1,914	$772.7055	D	19,652,796	D
Class C Capital Stock^F16	Nov 29, 2016	S	1,415	$773.9186	D	19,651,381	D
Class C Capital Stock^F17	Nov 29, 2016	S	1,751	$775.0307	D	19,649,630	D
Class C Capital Stock^F18	Nov 29, 2016	S	1,854	$776.0778	D	19,647,776	D
Class C Capital Stock^F19	Nov 29, 2016	S	3,183	$777.2831	D	19,644,593	D
Class C Capital Stock^F20	Nov 29, 2016	S	1,222	$777.9643	D	19,643,371	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F21,F22	$0.00	Nov 29, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	19,583,302	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $795.14 to $796.13, inclusive.
F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $796.26 to $797.25, inclusive.
F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $769.20 to $770.19, inclusive.
F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $770.32 to $771.31, inclusive.
F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $771.33 to $772.32, inclusive.
F15The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $772.40 to $773.39, inclusive.
F16The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $773.46 to $774.45, inclusive.
F17The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $774.54 to $775.53, inclusive.
F18The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $775.75 to $776.74, inclusive.
F19The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $776.77 to $777.76, inclusive.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $786.38 to $787.37, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (20) to this Form 4.
F20The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $777.80 to $778.79, inclusive.
F21All shares are exercisable as of the transaction date.
F22There is no expiration date for the Issuer's Class B Common Stock.
F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $787.67 to $788.66, inclusive.
F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $788.74 to $789.73, inclusive.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $789.78 to $790.77, inclusive.
F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $790.78 to $791.77, inclusive.
F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $792.00 to $792.99, inclusive.
F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $793.07 to $794.06, inclusive.
F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $794.12 to $795.11, inclusive.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.