SEC Form 4 · accession 0001127602-16-068646
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Nov 28, 2016 | S | 300 | $760.8867 | D | 20,221,652 | D | |
| Class C Capital Stock | Nov 28, 2016 | S | 200 | $761.72 | D | 20,221,452 | D | |
| Class C Capital StockF2 | Nov 28, 2016 | S | 700 | $764.6986 | D | 20,220,752 | D | |
| Class C Capital StockF3 | Nov 28, 2016 | S | 411 | $765.7209 | D | 20,220,341 | D | |
| Class C Capital StockF4 | Nov 28, 2016 | S | 184 | $767.1765 | D | 20,220,157 | D | |
| Class C Capital StockF5 | Nov 28, 2016 | S | 1,037 | $768.8225 | D | 20,219,120 | D | |
| Class C Capital StockF6 | Nov 28, 2016 | S | 1,600 | $770.2338 | D | 20,217,520 | D | |
| Class C Capital StockF7 | Nov 28, 2016 | S | 1,400 | $771.0607 | D | 20,216,120 | D | |
| Class C Capital StockF8 | Nov 28, 2016 | S | 1,831 | $772.3632 | D | 20,214,289 | D | |
| Class C Capital StockF9 | Nov 28, 2016 | S | 3,558 | $773.331 | D | 20,210,731 | D | |
| Class C Capital StockF10 | Nov 28, 2016 | S | 2,752 | $774.2699 | D | 20,207,979 | D | |
| Class C Capital StockF11 | Nov 28, 2016 | S | 1,297 | $775.3499 | D | 20,206,682 | D | |
| Class C Capital StockF12 | Nov 28, 2016 | S | 600 | $776.3367 | D | 20,206,082 | D | |
| Class C Capital StockF13 | Nov 28, 2016 | S | 500 | $777.534 | D | 20,205,582 | D | |
| Class C Capital StockF14 | Nov 28, 2016 | S | 300 | $778.34 | D | 20,205,282 | D | |
| Class A Common Stock | holding | — | — | — | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF15,F16 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 20,130,226 | 20,130,226 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $760.66 to $761.65, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (14) to this Form 4.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $773.88 to $774.87, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $774.84 to $775.83, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $775.92 to $776.91, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $777.01 to $778.00, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $778.15 to $779.14, inclusive.
- F15All shares are exercisable as of the transaction date.
- F16There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $764.21 to $765.20, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $765.22 to $766.21, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $767.14 to $768.13, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $768.53 to $769.52, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $769.74 to $770.73, inclusive
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $770.83 to $771.82, inclusive
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $771.85 to $772.84, inclusive
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $772.88 to $773.87, inclusive.
Remarks
Form 4 Filing 2 of 2: Related transactions effected by the Reporting Person on November 28, 2016 are reported on additional Form 4s. All transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.