SEC Form 4 · accession 0001127602-16-068644
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 28, 2016 | C | 16,670 | $0.00 | A | 30,670 | D | |
| Class A Common StockF1 | Nov 28, 2016 | S | 500 | $779.196 | D | 30,170 | D | |
| Class A Common Stock | Nov 28, 2016 | S | 100 | $781.54 | D | 30,070 | D | |
| Class A Common StockF2 | Nov 28, 2016 | S | 600 | $783.1417 | D | 29,470 | D | |
| Class A Common StockF3 | Nov 28, 2016 | S | 404 | $784.2735 | D | 29,066 | D | |
| Class A Common StockF4 | Nov 28, 2016 | S | 300 | $785.6933 | D | 28,766 | D | |
| Class A Common StockF5 | Nov 28, 2016 | S | 732 | $786.9444 | D | 28,034 | D | |
| Class A Common StockF6 | Nov 28, 2016 | S | 803 | $787.8081 | D | 27,231 | D | |
| Class A Common StockF7 | Nov 28, 2016 | S | 1,065 | $789.1372 | D | 26,166 | D | |
| Class A Common StockF8 | Nov 28, 2016 | S | 1,166 | $789.8809 | D | 25,000 | D | |
| Class A Common StockF9 | Nov 28, 2016 | S | 1,100 | $791.2566 | D | 23,900 | D | |
| Class A Common StockF10 | Nov 28, 2016 | S | 1,477 | $792.3718 | D | 22,423 | D | |
| Class A Common StockF11 | Nov 28, 2016 | S | 3,288 | $793.3847 | D | 19,135 | D | |
| Class A Common StockF12 | Nov 28, 2016 | S | 2,838 | $794.3543 | D | 16,297 | D | |
| Class A Common StockF13 | Nov 28, 2016 | S | 697 | $795.3908 | D | 15,600 | D | |
| Class A Common StockF14 | Nov 28, 2016 | S | 900 | $796.4556 | D | 14,700 | D | |
| Class A Common StockF15 | Nov 28, 2016 | S | 500 | $797.406 | D | 14,200 | D | |
| Class A Common StockF16 | Nov 28, 2016 | S | 200 | $798.845 | D | 14,000 | D | |
| Class C Capital Stock | holding | — | — | — | 20,205,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF17,F18 | $0.00 | Nov 28, 2016 | C | 16,670 | D | — | — | Class A Common Stock | 16,670 | 20,130,226 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $779.03 to $780.02, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (16) to this Form 4.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $791.81 to $792.80, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $792.84 to $793.83, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $793.86 to $794.85, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.90 to $795.89, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $796.03 to $797.02, inclusive.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $797.19 to $798.18, inclusive.
- F16The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $798.38 to $799.37, inclusive.
- F17All shares are exercisable as of the transaction date.
- F18There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $782.81 to $783.80, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $783.86 to $784.85, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $785.05 to $786.04, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $786.37 to $787.36, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $787.45 to $788.44, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $788.58 to $789.57, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $789.61 to $790.60, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $790.80 to $791.79, inclusive.
Remarks
Form 4 Filing 1 of 2: Related transactions effected by the Reporting Person on November 28, 2016 are reported on additional Form 4s. All transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.