SEC Form 4 · accession 0001127602-16-068584
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 25, 2016
Accepted (ET)
Nov 29, 2016 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 25, 2016 | C | 16,666 | $0.00 | A | 30,666 | D | |
| Class C Capital StockF2 | Nov 25, 2016 | S | 3,879 | $761.1754 | D | 20,234,739 | D | |
| Class C Capital StockF3 | Nov 25, 2016 | S | 8,473 | $762.3551 | D | 20,226,266 | D | |
| Class C Capital StockF4 | Nov 25, 2016 | S | 4,114 | $763.017 | D | 20,222,152 | D | |
| Class C Capital Stock | Nov 25, 2016 | S | 200 | $764.55 | D | 20,221,952 | D | |
| Class A Common StockF1,F5 | Nov 25, 2016 | S | 6,475 | $780.5048 | D | 24,191 | D | |
| Class A Common StockF1,F6 | Nov 25, 2016 | S | 5,668 | $781.2768 | D | 18,523 | D | |
| Class A Common StockF1,F7 | Nov 25, 2016 | S | 4,523 | $779.455 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF8,F9 | $0.00 | Nov 25, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 20,146,896 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $760.80 to $761.79, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $761.81 to $762.80, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $762.81 to $763.80, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $779.90 to $780.89, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $780.90 to $781.89, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $778.84 to $779.83, inclusive.
- F8All shares are exercisable as of the transaction date.
- F9There is no expiration date for the Issuer's Class B Common Stock.
Remarks
All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.