SEC Form 4 · accession 0001127602-16-068523

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Diane B Greene

Officer — Senior Vice President · Director

Period of report

Nov 2, 2016

Accepted (ET)

Nov 28, 2016 · 6:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class C Capital Stock	Nov 2, 2016	G	4,885	$0.00	D	84,684	D
Class C Capital Stock	Nov 2, 2016	G	612	$0.00	D	6,147	I	By Husband
Class C Google Stock Unit^F1	Nov 25, 2016	C	4	$0.00	D	63	D
Class C Capital Stock	Nov 25, 2016	C	4	$0.00	A	84,688	D
Class C Google Stock Unit^F1	Nov 25, 2016	F	5	$760.99	D	58	D
Class A Google Stock Unit^F1	Nov 25, 2016	C	4	$0.00	D	63	D
Class A Common Stock	Nov 25, 2016	C	4	$0.00	A	13	D
Class A Google Stock Unit^F1	Nov 25, 2016	F	5	$779.00	D	58	D
Class C Google Stock Unit^F4	Nov 25, 2016	C	6	$0.00	D	249	D
Class C Capital Stock	Nov 25, 2016	C	6	$0.00	A	84,694	D
Class C Google Stock Unit^F4	Nov 25, 2016	F	7	$760.99	D	242	D
Class C Google Stock Unit^F5	Nov 25, 2016	C	2	$0.00	D	244	D
Class C Capital Stock	Nov 25, 2016	C	2	$0.00	A	84,696	D
Class C Google Stock Unit^F5	Nov 25, 2016	F	3	$760.99	D	241	D
Class C Google Stock Unit^F6	Nov 25, 2016	C	6	$0.00	D	443	D
Class C Capital Stock	Nov 25, 2016	C	6	$0.00	A	84,702	D
Class C Google Stock Unit^F6	Nov 25, 2016	F	8	$760.99	D	435	D
Class C Capital Stock	holding	—	—		—	11	I	By Trust
Class C Capital Stock	holding	—	—		—	123	I	By Trust
Class C Capital Stock	holding	—	—		—	11	I	By Trust
Class C Google Stock Unit^F7	holding	—	—		—	12,261	D
Class C Google Stock Unit^F8	holding	—	—		—	31,878	D
Class C Google Stock Unit^F9	holding	—	—		—	0	D
Class A Common Stock	holding	—	—		—	11	I	By Trust
Class A Common Stock	holding	—	—		—	123	I	By Trust
Class A Common Stock	holding	—	—		—	11	I	By Trust.

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F11/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F2Vesting of GSUs grant of which was previously reported in Form 4.
F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
F41/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F51/48th of GSUs will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
F61/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
F71/8th of GSUs vested on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
F81/16th of GSUs vested on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
F9GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Grant date is February 1, 2012.