SEC Form 4 · accession 0001127602-16-065691
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 1, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 1, 2016 | S | 8 | $810.87 | D | 1,656 | D | |
| Class C Capital Stock | Nov 1, 2016 | S | 35 | $782.89 | D | 2,175 | D | |
| Class C Google Stock UnitF1 | holding | — | — | — | 255 | D | ||
| Class C Google Stock UnitF2 | holding | — | — | — | 67 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 449 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 463 | D | ||
| Class A Google Stock UnitF2 | holding | — | — | — | 67 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
- F21/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F41/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.