SEC Form 4 · accession 0001127602-16-065667
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 1, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Nov 1, 2016 | S | 1,863 | $782.89 | D | 89,569 | D | |
| Class A Common Stock | Nov 1, 2016 | S | 2,179 | $810.87 | D | 9 | D | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 6,759 | I | By Husband | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. | |
| Class C Google Stock UnitF1 | holding | — | — | — | 12,261 | D | ||
| Class C Google Stock UnitF2 | holding | — | — | — | 31,878 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 255 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 67 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 449 | D | ||
| Class C Google Stock UnitF6 | holding | — | — | — | 246 | D | ||
| Class A Google Stock UnitF4 | holding | — | — | — | 67 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/8th of GSUs vested on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F21/16th of GSUs vested on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F31/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F61/48th of GSUs will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.