SEC Form 4 · accession 0001127602-16-065304
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Oct 25, 2016
Accepted (ET)
Oct 26, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Google Stock UnitF1 | Oct 25, 2016 | F | 5 | $835.74 | D | 70 | D | |
| Class A Google Stock UnitF1 | Oct 25, 2016 | C | 3 | $0.00 | D | 67 | D | |
| Class A Common Stock | Oct 25, 2016 | C | 3 | $0.00 | A | 2,188 | D | |
| Class C Google Stock UnitF1 | Oct 25, 2016 | F | 5 | $813.11 | D | 70 | D | |
| Class C Google Stock UnitF4 | Oct 25, 2016 | F | 7 | $813.11 | D | 261 | D | |
| Class C Google Stock UnitF4 | Oct 25, 2016 | C | 6 | $0.00 | D | 255 | D | |
| Class C Capital Stock | Oct 25, 2016 | C | 6 | $0.00 | A | 91,421 | D | |
| Class C Google Stock UnitF5 | Oct 25, 2016 | F | 8 | $813.11 | D | 455 | D | |
| Class C Google Stock UnitF5 | Oct 25, 2016 | C | 6 | $0.00 | D | 449 | D | |
| Class C Capital Stock | Oct 25, 2016 | C | 6 | $0.00 | A | 91,427 | D | |
| Class C Google Stock UnitF6 | Oct 25, 2016 | F | 4 | $813.11 | D | 248 | D | |
| Class C Google Stock UnitF6 | Oct 25, 2016 | C | 2 | $0.00 | D | 246 | D | |
| Class C Capital Stock | Oct 25, 2016 | C | 2 | $0.00 | A | 91,429 | D | |
| Class C Google Stock UnitF1 | Oct 25, 2016 | C | 3 | $0.00 | D | 67 | D | |
| Class C Capital Stock | Oct 25, 2016 | C | 3 | $0.00 | A | 91,432 | D | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. | |
| Class C Google Stock UnitF7 | holding | — | — | — | 12,261 | D | ||
| Class C Google Stock UnitF8 | holding | — | — | — | 31,878 | D | ||
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 6,759 | I | By Husband |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F2Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F3Vesting of GSUs grant of which was previously reported in Form 4.
- F41/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F61/48th of GSUs will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F71/8th of GSUs vested on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F81/16th of GSUs vested on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.