SEC Form 4 · accession 0001127602-16-063649
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 3, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 3, 2016 | S | 8 | $802.55 | D | 1,656 | D | |
| Class C Capital Stock | Oct 3, 2016 | S | 36 | $774.25 | D | 2,165 | D | |
| Class C Google Stock Unit | holding | — | — | — | 268 | D | ||
| Class C Google Stock Unit | holding | — | — | — | 75 | D | ||
| Class C Google Stock UnitF1 | holding | — | — | — | 463 | D | ||
| Class C Google Stock UnitF2 | holding | — | — | — | 473 | D | ||
| Class A Google Stock UnitF3 | holding | — | — | — | 75 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F21/48th of GSUs will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F31/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.