SEC Form 4 · accession 0001127602-16-063194
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 23, 2016
Accepted (ET)
Sep 26, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 23, 2016 | C | 16,670 | $0.00 | A | 105,670 | D | |
| Class C Capital StockF2 | Sep 23, 2016 | S | 2,219 | $789.0721 | D | 20,536,401 | D | |
| Class C Capital StockF3 | Sep 23, 2016 | S | 4,939 | $787.3396 | D | 20,531,462 | D | |
| Class C Capital StockF4 | Sep 23, 2016 | S | 400 | $788.26 | D | 20,531,062 | D | |
| Class C Capital StockF5 | Sep 23, 2016 | S | 9,112 | $785.2937 | D | 20,521,950 | D | |
| Class A Common StockF1,F6 | Sep 23, 2016 | S | 3,479 | $814.1432 | D | 102,191 | D | |
| Class A Common StockF1,F7 | Sep 23, 2016 | S | 7,936 | $814.9065 | D | 94,255 | D | |
| Class A Common StockF1,F8 | Sep 23, 2016 | S | 4,885 | $815.7296 | D | 89,370 | D | |
| Class A Common StockF1,F9 | Sep 23, 2016 | S | 370 | $816.5513 | D | 89,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF10,F11 | $0.00 | Sep 23, 2016 | C | 16,670 | D | — | — | Class A Common Stock | 16,670 | 20,296,894 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10All shares are exercisable as of the transaction date.
- F11There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $785.77 to $786.76 inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $786.83 to $787.82 inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $787.92 to $788.91 inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $784.77 to $785.76 inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $813.41 to $814.40, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $814.44 to $815.43 inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $815.44 to $816.43 inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $816.44 to $817.43 inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.