SEC Form 4 · accession 0001127602-16-063189

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lawrence Page

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Sep 22, 2016

Accepted (ET)

Sep 26, 2016 · 4:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Sep 22, 2016	C	16,666	$0.00	A	105,666	D
Class A Common Stock^F1,F2	Sep 22, 2016	S	300	$808.14	D	105,366	D
Class A Common Stock^F1,F3	Sep 22, 2016	S	800	$809.985	D	104,566	D
Class A Common Stock^F1,F4	Sep 22, 2016	S	749	$810.7165	D	103,817	D
Class A Common Stock^F1,F5	Sep 22, 2016	S	700	$811.7643	D	103,117	D
Class A Common Stock^F1,F6	Sep 22, 2016	S	1,375	$813.1764	D	101,742	D
Class A Common Stock^F1,F7	Sep 22, 2016	S	1,683	$814.2843	D	100,059	D
Class A Common Stock^F1,F8	Sep 22, 2016	S	1,655	$815.168	D	98,404	D
Class A Common Stock^F1,F9	Sep 22, 2016	S	4,718	$816.2808	D	93,686	D
Class A Common Stock^F1,F10	Sep 22, 2016	S	2,647	$817.2908	D	91,039	D
Class A Common Stock^F1,F11	Sep 22, 2016	S	1,939	$818.3717	D	89,100	D
Class A Common Stock^F1,F12	Sep 22, 2016	S	100	$818.97	D	89,000	D
Class C Capital Stock^F13	Sep 22, 2016	S	321	$779.3291	D	20,554,965	D
Class C Capital Stock^F14	Sep 22, 2016	S	440	$780.3545	D	20,554,525	D
Class C Capital Stock^F15	Sep 22, 2016	S	1,145	$781.5213	D	20,553,380	D
Class C Capital Stock^F16	Sep 22, 2016	S	800	$782.7018	D	20,552,580	D
Class C Capital Stock^F17	Sep 22, 2016	S	1,329	$783.9179	D	20,551,251	D
Class C Capital Stock^F18	Sep 22, 2016	S	2,145	$784.7925	D	20,549,106	D
Class C Capital Stock^F19	Sep 22, 2016	S	999	$786.2676	D	20,548,107	D
Class C Capital Stock^F20	Sep 22, 2016	S	4,957	$787.2861	D	20,543,150	D
Class C Capital Stock^F21	Sep 22, 2016	S	3,194	$788.1846	D	20,539,956	D
Class C Capital Stock^F22	Sep 22, 2016	S	1,236	$789.1138	D	20,538,720	D
Class C Capital Stock^F23	Sep 22, 2016	S	100	$789.79	D	20,538,620	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F24,F25	$0.00	Sep 22, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	20,313,564	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F10These shares were sold in multiple transactions at prices ranging from $816.81 to $817.80, inclusive.
F11These shares were sold in multiple transactions at prices ranging from $817.87 to $818.86, inclusive.
F12These shares were sold in multiple transactions at prices ranging from $818.97 to $819.96, inclusive.
F13These shares were sold in multiple transactions at prices ranging from $778.94 to $779.93, inclusive.
F14These shares were sold in multiple transactions at prices ranging from $780.02 to $781.01, inclusive.
F15These shares were sold in multiple transactions at prices ranging from $781.10 to $782.09, inclusive.
F16These shares were sold in multiple transactions at prices ranging from $782.30 to $783.29, inclusive.
F17These shares were sold in multiple transactions at prices ranging from $783.35 to $784.34, inclusive.
F18These shares were sold in multiple transactions at prices ranging from $784.43 to $785.42, inclusive.
F19These shares were sold in multiple transactions at prices ranging from $785.74 to $786.73, inclusive.
F2The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (23) to this Form 4. These shares were sold in multiple transactions at prices ranging from $807.90 to $808.89, inclusive.
F20These shares were sold in multiple transactions at prices ranging from $786.74 to $787.73, inclusive.
F21These shares were sold in multiple transactions at prices ranging from $787.75 to $788.74, inclusive.
F22These shares were sold in multiple transactions at prices ranging from $788.76 to $789.75, inclusive.
F23These shares were sold in multiple transactions at prices ranging from $789.79 to $790.78, inclusive.
F24All shares are exercisable as of the transaction date.
F25There is no expiration date for the Issuer's Class B Common Stock.
F3These shares were sold in multiple transactions at prices ranging from $809.40 to $810.39, inclusive.
F4These shares were sold in multiple transactions at prices ranging from $810.45 to $811.44, inclusive.
F5These shares were sold in multiple transactions at prices ranging from $811.51 to $812.50, inclusive.
F6These shares were sold in multiple transactions at prices ranging from $812.55 to $813.54, inclusive.
F7These shares were sold in multiple transactions at prices ranging from $813.59 to $814.58, inclusive.
F8These shares were sold in multiple transactions at prices ranging from $814.66 to $815.65, inclusive.
F9These shares were sold in multiple transactions at prices ranging from $815.78 to $816.77, inclusive.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.