SEC Form 4 · accession 0001127602-16-061045

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sergey Brin

Officer — President · Director · 10% Owner

Period of report

Aug 22, 2016

Accepted (ET)

Aug 24, 2016 · 1:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Aug 22, 2016	G	50,300	$0.00	D	28,200	D
Class C Capital Stock	Aug 22, 2016	G	50,300	$0.00	D	20,018,739	D
Class A Common Stock^F1	Aug 22, 2016	C	16,666	$0.00	A	44,866	D
Class A Common Stock^F1,F2	Aug 22, 2016	S	2,641	$795.2863	D	42,225	D
Class A Common Stock^F1,F3	Aug 22, 2016	S	7,272	$796.2104	D	34,953	D
Class A Common Stock^F1,F4	Aug 22, 2016	S	5,190	$797.2068	D	29,763	D
Class A Common Stock^F1,F5	Aug 22, 2016	S	1,163	$798.1343	D	28,600	D
Class A Common Stock^F1,F6	Aug 22, 2016	S	400	$798.80	D	28,200	D
Class C Capital Stock^F7	Aug 22, 2016	S	5,284	$770.8712	D	20,013,455	D
Class C Capital Stock^F8	Aug 22, 2016	S	6,630	$771.941	D	20,006,825	D
Class C Capital Stock^F9	Aug 22, 2016	S	3,991	$772.773	D	20,002,834	D
Class C Capital Stock^F10	Aug 22, 2016	S	761	$773.8885	D	20,002,073	D
Class A Common Stock^F1	Aug 23, 2016	G	9,400	$0.00	D	18,800	D
Class C Capital Stock	Aug 23, 2016	G	9,400	$0.00	D	19,992,673	D
Class A Common Stock^F1	Aug 23, 2016	C	16,666	$0.00	A	35,466	D
Class A Common Stock^F1	Aug 23, 2016	S	2,994	$796.3522	D	32,472	D
Class A Common Stock^F1,F11	Aug 23, 2016	S	2,766	$797.9333	D	29,706	D
Class A Common Stock^F1,F12	Aug 23, 2016	S	5,821	$798.8201	D	23,885	D
Class A Common Stock^F1,F13	Aug 23, 2016	S	4,483	$799.8574	D	19,402	D
Class A Common Stock^F1,F14	Aug 23, 2016	S	602	$800.5316	D	18,800	D
Class C Capital Stock^F15	Aug 23, 2016	S	6,275	$772.3935	D	19,986,398	D
Class C Capital Stock	Aug 23, 2016	S	4,959	$773.2242	D	19,981,439	D
Class C Capital Stock^F16	Aug 23, 2016	S	4,432	$774.4479	D	19,977,007	D
Class C Capital Stock^F17	Aug 23, 2016	S	900	$775.2056	D	19,976,107	D
Class C Capital Stock^F18	Aug 23, 2016	S	100	$776.05	D	19,976,007	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F19,F20	$0.00	Aug 22, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	19,913,804	D
Class B Common Stock^F19,F20	$0.00	Aug 23, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	19,897,138	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F10These shares were sold in multiple transactions at prices ranging from $773.64 to $774.63, inclusive.
F11These shares were sold in multiple transactions at prices ranging from $797.37 to $798.36, inclusive.
F12These shares were sold in multiple transactions at prices ranging from $798.46 to $799.45, inclusive.
F13These shares were sold in multiple transactions at prices ranging from $799.47 to $800.46, inclusive.
F14These shares were sold in multiple transactions at prices ranging from $800.48 to $801.47, inclusive.
F15These shares were sold in multiple transactions at prices ranging from $771.91 to $772.90, inclusive.
F16These shares were sold in multiple transactions at prices ranging from $773.92 to $774.91, inclusive.
F17These shares were sold in multiple transactions at prices ranging from $774.96 to $775.95, inclusive.
F18These shares were sold in multiple transactions at prices ranging from $776.05 to $777.04, inclusive.
F19All shares are exercisable as of the transaction date.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.61 to $795.60, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (20) to this Form 4.
F20There is no expiration date for the Issuer's Class B Common Stock.
F3These shares were sold in multiple transactions at prices ranging from $795.70 to $796.69, inclusive.
F4These shares were sold in multiple transactions at prices ranging from $796.73 to $797.72, inclusive.
F5These shares were sold in multiple transactions at prices ranging from $797.73 to $798.72, inclusive.
F6These shares were sold in multiple transactions at prices ranging from $798.73 to $799.72, inclusive.
F7These shares were sold in multiple transactions at prices ranging from $770.27 to $771.26, inclusive.
F8These shares were sold in multiple transactions at prices ranging from $771.43 to $772.42, inclusive.
F9These shares were sold in multiple transactions at prices ranging from $772.43 to $773.42, inclusive.

Remarks

All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.