SEC Form 4 · accession 0001127602-16-060678
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 18, 2016
Accepted (ET)
Aug 18, 2016 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 18, 2016 | C | 16,666 | $0.00 | A | 30,666 | D | |
| Class A Common StockF1,F2 | Aug 18, 2016 | S | 2,815 | $802.2892 | D | 27,851 | D | |
| Class A Common StockF1,F3 | Aug 18, 2016 | S | 5,699 | $803.51 | D | 22,152 | D | |
| Class A Common StockF1,F4 | Aug 18, 2016 | S | 3,577 | $804.7156 | D | 18,575 | D | |
| Class A Common StockF1,F5 | Aug 18, 2016 | S | 3,123 | $805.5462 | D | 15,452 | D | |
| Class A Common StockF1,F6 | Aug 18, 2016 | S | 1,146 | $806.5061 | D | 14,306 | D | |
| Class A Common StockF1,F7 | Aug 18, 2016 | S | 306 | $807.4763 | D | 14,000 | D | |
| Class C Capital StockF8 | Aug 18, 2016 | S | 3,110 | $777.5218 | D | 20,635,510 | D | |
| Class C Capital StockF9 | Aug 18, 2016 | S | 5,930 | $778.6506 | D | 20,629,580 | D | |
| Class C Capital StockF10 | Aug 18, 2016 | S | 4,694 | $779.6866 | D | 20,624,886 | D | |
| Class C Capital StockF11 | Aug 18, 2016 | S | 2,401 | $780.6168 | D | 20,622,485 | D | |
| Class C Capital StockF12 | Aug 18, 2016 | S | 531 | $781.7782 | D | 20,621,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF13,F14 | $0.00 | Aug 18, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 20,546,898 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10These shares were sold in multiple transactions at prices ranging from $779.25 to $780.24, inclusive.
- F11These shares were sold in multiple transactions at prices ranging from $780.30 to $781.29, inclusive.
- F12These shares were sold in multiple transactions at prices ranging from $781.45 to $782.44, inclusive.
- F13All shares are exercisable as of the transaction date.
- F14There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $801.93 to $802.92, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
- F3These shares were sold in multiple transactions at prices ranging from $803.05 to $804.04, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $804.12 to $805.11, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $805.13 to $806.12, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $806.18 to $807.17, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $807.31 to $808.30, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $777.12 to $778.11, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $778.12 to $779.11, inclusive.
Remarks
All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.